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  • Product Name Securities Industry Essentials Exam (SIE)
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NEW QUESTION: 1
.What is an acceptable recovery mechanism for extremely time-sensitive transaction processing?
A. Storage area network
B. Shadow file processing
C. Electronic vaulting
D. Off-site remote journaling
Answer: B
Explanation:
Shadow file processing can be implemented as a recovery mechanism for extremely time-sensitive transaction processing.

NEW QUESTION: 2
What is the PERT estimate of time for cable placement on a given job?
-Optimistic time is 100 hours
-Most likely time is 125 hours
-Pessimistic time is 210 hours
A. 175 hours
B. 155 hours
C. 125 hours
D. 135 hours
E. 100 hours
Answer: D

NEW QUESTION: 3
An IS auditor who is reviewing incident reports discovers that, in one instance, an important document left on an employee's desk was removed and put in the garbage by the outsourced cleaning staff. Which of the following should the IS auditor recommend to management?
A. A sound backup policy for all important office documents should be implemented.
B. Stricter controls should be implemented by both the organization and the cleaning agency.
C. A clear desk policy should be implemented and strictly enforced in the organization.
D. No action is required since such incidents have not occurred in the past.
Answer: B
Explanation:
Explanation/Reference:
Explanation:
An employee leaving an important document on a desk and the cleaning staff removing it may result in a serious impact on the business. Therefore, the IS auditor should recommend that strict controls be implemented by both the organization and the outsourced cleaning agency. That such incidents have not occurred in the past does not reduce the seriousness of their impact. Implementing and monitoring a clear desk policy addresses only one part of the issue. Appropriate confidentiality agreements with the cleaning agency, along with ensuring that the cleaning staff has been educated on the dos and don'ts of the cleaning process, are also controls that should be implemented. The risk here is not a loss of data, but leakage of data to unauthorized sources. A backup policy does not address the issue of unauthorized leakage of information.

NEW QUESTION: 4
テリトリー管理のメリットは何ですか? 3つの答えを選択してください
A. テリトリーメンバーシップに基づくユーザーごとの複数の予測のサポート
B. アカウント基準を使用してプライベート共有モデルを拡張する機能
C. 複数のレコードに機会を含める機能。
D. テリトリーメンバーシップに基づいてアカウント共有ルールを生成する機能
E. 複雑で頻繁に変化する販売組織へのサポート
Answer: A,B,E

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