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  • Exam Number/Code SIE
  • Product Name Securities Industry Essentials Exam (SIE)
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  • 326 Q&As
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NEW QUESTION: 1
A company's compensation program does not allow for salary increases based onabove averageperformance after an employee reaches the top of a position's salary range. It also pays some employees higher salaries because of their educational qualifications. This company could improve the program by:
A. Allowing each manager to set up his or her own system of salary increases.
B. Decreasing the annual percentage increase in each salary range.
C. Developing a system that equates years of experience with education.
D. Providing only monetary compensation.
Answer: C
Explanation:
A company with a compensation program that stops rewarding above-average performance at the top of each salary range and rewards education with higher compensation could improve the system in several ways. These include starting a bonus program for above-average performance, refusing to hire a person at the top of a salary range unless s)he will be promoted quickly, and equating experience and education so that employees are treated fairly.

NEW QUESTION: 2
Ann, an employee, is cleaning out her desk and disposes of paperwork containing confidential customer
information in a recycle bin without shredding it first. This is MOST likely to increase the risk of loss from
which of the following attacks?
A. Spoofing
B. Shoulder surfing
C. Dumpster diving
D. Tailgating
Answer: C
Explanation:
Section: Threats and Vulnerabilities
Explanation/Reference:
Explanation:
Dumpster diving is looking for treasure in someone else's trash. (A dumpster is a large trash container.) In
the world of information technology, dumpster diving is a technique used to retrieve information that could
be used to carry out an attack on a computer network. Dumpster diving isn't limited to searching through
the trash for obvious treasures like access codes or passwords written down on sticky notes. Seemingly
innocent information like a phone list, calendar, or organizational chart can be used to assist an attacker
using social engineering techniques to gain access to the network. To prevent dumpster divers from
learning anything valuable from your trash, experts recommend that your company establish a disposal
policy where all paper, including print-outs, is shredded in a cross-cut shredder before being recycled, all
storage media is erased, and all staff is educated about the danger of untracked trash.

NEW QUESTION: 3
Take risks. Be gritty. Learn from failure and adjust. Do it fast, and do it with an encouraging smile. Pessimism paralyzes, but belief in what could be propels us forward.
Note: There are 1 correct answers to this question.
A. Potential
B. Optimism
C. Collaboration
D. Empathy
Answer: B

NEW QUESTION: 4
Ein IS-Prüfer, der DRM-Anwendungen (Digital Rights Management) überprüft, sollte erwarten, für welche der folgenden Technologien eine umfassende Verwendung zu finden.
A. Digitalisierte Signaturen
B. Steganographie
C. Hashing
D. Parsing
Answer: B
Explanation:
Erläuterung:
Steganographie ist eine Technik, um das Vorhandensein von Nachrichten oder Informationen zu verbergen. Eine zunehmend wichtige steganographische Technik ist das digitale Wasserzeichen, mit dem Daten in Daten verborgen werden, indem beispielsweise Rechteinformationen in einem Bild oder einer Musikdatei codiert werden, ohne die wahrnehmbaren ästhetischen Eigenschaften des Bildes oder der Musik zu verändern. Digitalisierte Signaturen beziehen sich nicht auf die Verwaltung digitaler Rechte. Durch das Hashing wird ein Nachrichten-Hash oder -Digest erstellt, mit dem die Integrität der Nachricht sichergestellt wird. Es wird normalerweise als Teil der Kryptographie betrachtet. Parsing ist der Prozess der Aufteilung eines kontinuierlichen Zeichenstroms zu Analysezwecken und wird häufig beim Entwurf von Programmiersprachen oder bei der Bearbeitung von Dateneingaben eingesetzt.

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